Compliance plays a major role in the control structure of an organisation as it provides real-time monitoring and correction of employee conduct and operations.

The underlying rationale of the compliance function is to ensure that the company is conducting its business in conformity with all national laws and regulations that pertain to the financial industry (most notably those emanating from the Malta Financial Services Authority (MFSA) and the FIAU), as well as professional standards, accepted business practices as well as internal standards. In other words, the aim is to detect any risk of failure as a result of not complying with the relevant legal obligations.

The AID Compliance team is professionally trained to provide a service which would fit with an organisation’s situation vis-à-vis the financial industry as well as with any relevant standard rules and regulations. Our aim is to maintain ethical and legal soundness through the establishment of sound policies and procedures ‒ which may need to be developed or revised ‒ that will ensure the highest possible level of compliance. We are here to assist your organisation to manage risk and at the same time maintain a positive reputation.